ZIP 204 — Zcash P2P Network Protocol

Draft

Terminology

The key words "MUST", "MUST NOT", "SHOULD", "SHOULD NOT", and "RECOMMENDED" in this document are to be interpreted as described in BCP 14 [1] when, and only when, they appear in all capitals.

The terms "Mainnet" and "Testnet" are to be interpreted as described in section 3.12 of the Zcash Protocol Specification. [3]

The term "network upgrade" is to be interpreted as described in ZIP 200. [9]

The term "block chain" in this document is to be interpreted as described in section 3.3 of the Zcash Protocol Specification. [4]

peer

A network node that participates in the Zcash P2P protocol by maintaining one or more TCP connections to other peers and exchanging protocol messages.

connection

A TCP session between two peers over which P2P messages are exchanged.

inbound connection

A connection that was initiated by the remote peer.

outbound connection

A connection that was initiated by the local node.

protocol version

A 32-bit integer identifying the set of protocol features supported by a node. Higher values indicate support for more recent features.

Abstract

This ZIP specifies the Zcash peer-to-peer network protocol, including connection setup, message framing, message types, and relay behavior. It is intended to be sufficient for an implementor to build a conformant Zcash network peer.

Motivation

There is currently no single document that specifies the full Zcash P2P network protocol. While Bitcoin protocol documentation exists, the Zcash protocol has diverged in several significant ways: network magic bytes differ, protocol version numbers follow an independent numbering scheme, inventory types include MSG_WTX [12], and network upgrade activation drives protocol versioning and peer management [9] [10].

This ZIP consolidates the protocol specification into a single normative reference, enabling independent implementations and protocol analysis.

This ZIP does not specify the encoding of transactions and blocks; for those, refer to the Zcash Protocol Specification [5] [6].

Specification

Network Parameters

Magic Bytes

Each Zcash network is identified by a 4-byte magic value that appears at the start of every protocol message. A node MUST reject messages whose magic bytes do not match the expected network.

Network

Magic Bytes (hex)

Mainnet

24 e9 27 64

Testnet

fa 1a f9 bf

Regtest

aa e8 3f 5f

Default Ports

Network

Default Port

Mainnet

8233

Testnet

18233

Regtest

18344

DNS Seeds

The following DNS seed hostnames are used for initial peer discovery.

Mainnet:

  • dnsseed.z.cash

  • dnsseed.str4d.xyz

  • mainnet.seeder.zfnd.org

  • mainnet.is.yolo.money

Testnet:

  • dnsseed.testnet.z.cash

  • testnet.seeder.zfnd.org

  • testnet.is.yolo.money

Regtest does not use DNS seeds or hardcoded seed nodes.

Peer Discovery

A node discovers peers through the following mechanisms:

  1. DNS seeding. On startup, a node queries the DNS seed hostnames listed above for A and AAAA records. The zcashd implementation does this only if the address manager is empty or if fewer than 2 outbound connections have been established within 11 seconds; the Zebra implementation always performs DNS lookups on startup (alongside consulting a persistent address cache).

  2. Hardcoded seed nodes. If DNS seeding fails or is insufficient, the node MAY fall back to a compiled-in list of seed node addresses. In the zcashd implementation these hardcoded addresses may be found in the chain parameters for the relevant network. DNS seeding is preferred over hardcoded seed nodes.

  3. Address relay. Connected peers exchange address information using addr and getaddr messages (see addr and getaddr). This mechanism operates independently of the above.

Connection Handling

Transport

All connections use unencrypted TCP. The protocol does not provide transport-layer encryption or authentication.

Connection Limits

The specific connection limits are implementation-defined. The zcashd implementation defaults to a maximum of 125 peer connections (DEFAULT_MAX_PEER_CONNECTIONS), of which a maximum of 8 are outbound connections (MAX_OUTBOUND_CONNECTIONS). The Zebra implementation computes its limits from a configurable initial target size (default 25), applying multipliers to derive an outbound limit of 75 and an inbound limit of 125.

Timeouts

A node SHOULD disconnect a peer if no message has been received from that peer within a reasonable timeout period. The zcashd implementation uses 1200 seconds (20 minutes, TIMEOUT_INTERVAL) for this purpose; the Zebra implementation uses a 20-second request timeout (REQUEST_TIMEOUT). Automatic ping messages (see ping) are sent periodically to keep connections alive and measure latency.

Additional timeout rules:

  • A node SHOULD close the connection if a peer has not sent a version message within a reasonable time after connection establishment. The zcashd implementation uses 60 seconds; the Zebra implementation uses 3 seconds (HANDSHAKE_TIMEOUT).

  • A node SHOULD close the connection if a peer has not responded to a ping with a corresponding pong within a reasonable time. The zcashd implementation uses 1200 seconds (20 minutes); the Zebra implementation uses 20 seconds (REQUEST_TIMEOUT).

The specific timeout values are implementation-defined.

Message Framing

Every protocol message consists of a 24-byte header followed by a variable-length payload.

Message Header

Offset

Size

Field

Description

0

4

magic

Network magic bytes (see Magic Bytes).

4

12

command

ASCII command string, NUL-padded to 12 bytes.

16

4

length

Payload size in bytes (uint32, little-endian).

20

4

checksum

First 4 bytes of SHA-256d(payload).

The total header size is 24 bytes.

Command String Validation

The command field MUST contain only printable ASCII characters (bytes in the range 0x20 to 0x7E inclusive) up to the first NUL byte (0x00). After the first NUL byte, all remaining bytes MUST be 0x00. A message that violates these constraints MUST be ignored.

The following command strings are currently used on the Zcash network:

version, verack, ping, pong, reject, addr, addrv2, getaddr, inv, getdata, notfound, getblocks, getheaders, headers, block, tx, mempool, filterload, filteradd, filterclear, alert.

Maximum Message Size

The maximum payload size is 2,097,152 bytes (2 MiB). A node MUST reject any message whose length field exceeds this limit.

Checksum Verification

The checksum field contains the first 4 bytes of the double-SHA-256 hash of the payload:

checksum = SHA-256(SHA-256(payload))[0..4]

A node MUST verify the checksum after receiving the full payload and MUST reject the message if the checksum does not match.

Data Types and Encoding

All multi-byte integer types are encoded in little-endian byte order unless otherwise specified. The integer types used in this specification (uint8, uint16, int32, uint32, int64, uint64) have their conventional meanings.

CompactSize

A variable-length unsigned integer encoding used for lengths and counts:

Value Range

Encoding Size

Format

0 to 252

1 byte

Single byte with the value directly.

253 to 0xFFFF

3 bytes

0xFD followed by the value as uint16.

0x10000 to 0xFFFFFFFF

5 bytes

0xFE followed by the value as uint32.

0x100000000 to 0xFFFFFFFFFFFFFFFF

9 bytes

0xFF followed by the value as uint64.

Encodings MUST be canonical: the shortest possible encoding MUST be used for any given value. A node MUST reject messages containing non-canonical CompactSize encodings.

Strings

Character strings are encoded as a CompactSize length prefix followed by that many bytes of string data. There is no NUL terminator.

Network Address (CService)

A network address without associated metadata, as inherited from the Bitcoin protocol:

Size

Field

Description

16

ip

IPv6 address (or IPv4-mapped IPv6 address [2] for IPv4 peers).

2

port

TCP port number (big-endian, i.e. network byte order).

IPv4 addresses are represented as IPv4-mapped IPv6 addresses as defined in RFC 4291 section 2.5.5.2 [2]: the first 12 bytes are 00 00 00 00 00 00 00 00 00 00 FF FF followed by the 4-byte IPv4 address.

Peer Address (CAddress)

A network address with associated metadata, used in version, addr, and other messages:

Size

Field

Description

8

services

Bitfield of service flags (uint64, little-endian).

16

ip

IPv6 address (or IPv4-mapped IPv6).

2

port

TCP port number (big-endian).

When the negotiated protocol version (see Protocol Version Negotiation) is ≥ 31402 (CADDR_TIME_VERSION) and the address appears in a context other than a version message, the encoding is preceded by a uint32 timestamp field:

Size

Field

Description

4

time

Unix-epoch UTC time in seconds when the node was last seen (uint32, little-endian).

8

services

Bitfield of service flags (uint64, little-endian).

16

ip

IPv6 address (or IPv4-mapped IPv6).

2

port

TCP port number (big-endian).

Service Flags

Service flags are advertised in the services field of version messages and CAddress structures. In the table below, bit k refers to the bit with numeric weight 2 k ; that is, the services field has the corresponding flag set if and only if services & (1 << k) != 0.

Name

Bit

Description

NODE_NETWORK

0

The node is capable of serving the complete block chain.

NODE_BLOOM

2

The node supports Bloom-filtered connections (BIP 37 [15]). Zcash nodes used to support this by default without advertising the bit, but no longer do as of protocol version 170004 (NO_BLOOM_VERSION).

Bits 24–31 are reserved for temporary experiments.

Inventory Vectors

Inventory vectors identify objects (transactions and blocks) for relay. The format depends on the type:

Type

Code

Entry Size

Description

MSG_TX

1

36 bytes

Transaction identified by txid. 4-byte type code + 32-byte txid.

MSG_BLOCK

2

36 bytes

Block identified by block hash. 4-byte type code + 32-byte block hash.

MSG_FILTERED_BLOCK

3

36 bytes

Filtered block (getdata only). 4-byte type code + 32-byte block hash.

MSG_WTX

5

68 bytes

Transaction identified by wtxid. 4-byte type code + 32-byte txid + 32-byte authorizing data commitment (auth_digest). Requires negotiated protocol version ≥ 170014 (CINV_WTX_VERSION). See ZIP 239 [12].

Because MSG_TX and MSG_WTX entries have different sizes (36 and 68 bytes respectively), they may be mixed in a single inv or getdata message. The total message size is therefore not determined solely by the entry count and MUST be determined by parsing each entry individually.

A node MUST reject inventory vectors with unrecognized type codes. A node MUST reject MSG_WTX inventory vectors if the negotiated protocol version is less than 170014.

Connection Handshake

Peers perform a version handshake immediately upon establishing a TCP connection.

Handshake Sequence

  1. The initiating (outbound) peer sends a version message.

  2. The receiving (inbound) peer sends its own version message.

  3. Each peer, upon receiving a valid version message, responds with a verack message.

  4. The negotiated protocol version is min(local_version, remote_version).

A peer MUST NOT send any message other than version before receiving the remote peer's version message. A peer MUST NOT send any message other than verack after sending its version and before receiving the remote peer's verack.

If validation of the version message received from a peer fails, the node MUST disconnect the peer. See (see Version Validation) below for additional details.

Protocol Version Negotiation

Each peer advertises its own protocol version in its version message. The negotiated protocol version for the connection is defined as:

negotiated_version = min(local_version, remote_version)

Before the handshake completes, messages are serialized using the initial protocol version 209 (INIT_PROTO_VERSION). Once both version and verack messages have been exchanged, the negotiated protocol version is used for all subsequent interpretation of protocol features and message semantics on that connection. In particular, the negotiated protocol version determines:

  • Whether CAddress structures include a time field (version ≥ 31402).

  • Whether MSG_WTX inventory vectors are permitted (version ≥ 170014).

  • Whether addrv2 messages are supported (see addrv2).

  • Whether the peer meets the minimum version requirements for the current network epoch (see Network Upgrade Epoch Enforcement).

Note that "the protocol version" as used in this document refers to the negotiated protocol version unless otherwise specified. A node's advertised protocol version is the version it includes in its version message.

Version Message

The version message payload has the following format:

Offset

Size

Field

Description

0

4

version

Protocol version (int32).

4

8

services

Bitfield of service flags (uint64).

12

8

timestamp

Unix-epoch UTC time in seconds (int64).

20

26

addr_recv

Address of the receiving node (CAddress without time field).

46

26

addr_from

Address of the sending node (CAddress without time field).

72

8

nonce

Random nonce for self-connection detection (uint64).

80

varies

user_agent

User agent string (CompactSize-prefixed, max 256 bytes).

varies

4

start_height

Best block height known to the sender (int32).

varies

1

relay (optional)

Whether the sender wants transaction relay (uint8; 0 for false, nonzero for true).

The addr_recv and addr_from fields use the CAddress encoding without the time field, regardless of the protocol version being negotiated.

The nonce field is used for self-connection detection. If a node receives a version message containing its own nonce, it MUST close the connection.

The user_agent string MUST NOT exceed 256 bytes. A node SHOULD disconnect peers that send a longer user agent.

The relay field is optional; if not present, its value MUST be interpreted as true. A node SHOULD reject version messages in which the relay field is present with a value other than 0 or 1. Nodes SHOULD create version messages with this field present.

Version Validation

A receiving node MUST validate the version message as follows:

  • The version field MUST be at least 170002 (MIN_PEER_PROTO_VERSION).

  • On Testnet, the version field MUST be at least 170040 (MIN_TESTNET_PEER_PROTO_VERSION).

  • The version field MUST be at least the protocol version associated with the current network epoch (see Network Upgrade Peer Management).

  • The nonce MUST NOT match the local node's nonce (self-connection detection).

  • A peer MUST NOT send more than one version message per connection. Duplicate version messages incur a misbehavior penalty.

If any of these checks fail, the node MUST disconnect the peer. A reject message with code REJECT_OBSOLETE (0x11) SHOULD be sent before disconnecting for version-related failures.

Protocol Versioning

Protocol versions are 32-bit integers. The following versions are significant:

Version

Constant

Significance

209

INIT_PROTO_VERSION

Initial protocol version. Used as the serialization version before the version/verack handshake completes.

31402

CADDR_TIME_VERSION

Adds the time field to CAddress in addr messages. Also affects encoding of the addr_from field in version messages.

60000

BIP0031_VERSION

ping messages include a uint64 nonce and expect a pong response. For protocol versions ≤ 60000, ping has an empty payload.

170002

MIN_PEER_PROTO_VERSION

Minimum protocol version for Mainnet peers.

170004

NO_BLOOM_VERSION

Bloom filter commands (filterload, filteradd, filterclear) are disabled unless the node advertises NODE_BLOOM.

170014

CINV_WTX_VERSION

Adds MSG_WTX inventory type for v5 transaction relay. See ZIP 239 [12].

170040

MIN_TESTNET_PEER_PROTO_VERSION

Minimum protocol version for Testnet peers.

170160

PROTOCOL_VERSION

Current protocol version.

Network Upgrade Epoch Enforcement

Each network upgrade defines a minimum protocol version. When a network upgrade activates (as defined in ZIP 200 [9]), a node MUST disconnect any peer whose negotiated protocol version is less than the protocol version associated with the current epoch. The node SHOULD send a reject message with code REJECT_OBSOLETE (0x11) before disconnecting.

The following protocol versions are associated with network upgrades on Mainnet:

Network Upgrade

Protocol Version

Activation Height

Sprout

170002

(always active)

Overwinter

170005

347,500

Sapling

170007

419,200

Blossom

170009

653,600

Heartwood

170011

903,000

Canopy

170013

1,046,400

NU5

170100

1,687,104

NU6

170120

2,726,400

NU6.1

170140

3,146,400

NU6.2

170150

3,364,600

NU6.3

170160

3,428,143

The following protocol versions are associated with network upgrades on Testnet:

Network Upgrade

Protocol Version

Activation Height

Sprout

170002

(always active)

Overwinter

170003

207,500

Sapling

170007

280,000

Blossom

170008

584,000

Heartwood

170010

903,800

Canopy

170012

1,028,500

NU5

170050

1,842,420

NU6

170110

2,976,000

NU6.1

170130

3,536,500

NU6.2

170150

4,052,000

NU6.3

170160

4,134,000

Note that Testnet protocol versions differ from Mainnet for several upgrades (Overwinter, Blossom, Heartwood, Canopy, NU5, NU6, and NU6.1), but coincide for Sapling, NU6.2, and NU6.3. The coincidences for NU6.2 and NU6.3 are a consequence of the ad hoc assignment used through NU6.3; see Assigning Protocol Versions to Network Upgrades for the rule adopted to prevent such coincidences from NU7 onward.

Assigning Protocol Versions to Network Upgrades

When a new network upgrade is defined, it is assigned a protocol version for each network on which it will activate. In the tables above, the Mainnet protocol version and Testnet protocol version of an upgrade are the values in the Mainnet and Testnet tables respectively; Regtest uses the Testnet protocol version. These assignments MUST satisfy the following invariants:

  1. Zcash range. Every assigned protocol version is of the form 170000 + n with 0 ≤ n ≤ 999. The leading 170 distinguishes Zcash protocol versions from those of Bitcoin Core, from which the version message format is inherited. When this range nears exhaustion, a successor scheme will need to be specified.

  2. Per-network monotonicity. For a given network, the protocol version assigned to an upgrade MUST be strictly greater than any preceding protocol version assigned to that network. This is what allows a node to reject peers that have not upgraded (see Network Upgrade Epoch Enforcement).

Through NU6.3, protocol versions were assigned by hand and do not follow a single rule; in particular the Testnet and Mainnet protocol versions of NU6.2 and NU6.3 are equal (170150 and 170160 respectively), so those values do not by themselves identify a network. From NU7 onward, protocol versions MUST be assigned by the following procedure, which preserves the invariants above and additionally guarantees that no protocol version is ever assigned to more than one (network, upgrade) pair:

Let M be the Mainnet protocol version of the immediately preceding upgrade, and let base be the least value of the form 170000 + 20·k that is strictly greater than M. Then the Testnet protocol version of the new upgrade is base, and its Mainnet protocol version is base + 10.

Equivalently, from NU7 onward Testnet protocol versions are congruent to 0 modulo 20 and Mainnet protocol versions are congruent to 10 modulo 20, so the two never coincide.

For example, the preceding Mainnet protocol version at NU7 is NU6.3's 170160; the least 170000 + 20·k strictly greater than 170160 is 170180, so NU7 is assigned Testnet protocol version 170180 and Mainnet protocol version 170190. The upgrade following NU7 would then be assigned 170200 (Testnet) and 170210 (Mainnet).

Message Types

This section defines each protocol message. For each message, the command string, direction, payload format, and semantics are specified.

Control Messages

version

Command:

version

Direction:

Both (sent by each side during handshake)

Payload:

See Version Message.

Initiates the connection handshake. The details of this message are specified in Connection Handshake.

verack

Command:

verack

Direction:

Both

Payload:

Empty (0 bytes).

Acknowledges receipt of a version message. After exchanging version and verack messages, the connection is considered established.

ping

Command:

ping

Direction:

Both

Payload:

Size

Field

Description

8

nonce

Random value (uint64).

Sent periodically to measure latency and detect dead connections. The zcashd implementation sends ping messages every 120 seconds (PING_INTERVAL); the Zebra implementation uses a 59-second heartbeat interval (HEARTBEAT_INTERVAL). The receiving node MUST respond with a pong message containing the same nonce.

pong

Command:

pong

Direction:

Both

Payload:

Size

Field

Description

8

nonce

The nonce from the corresponding ping message (uint64).

Sent in response to a ping. The nonce MUST match the nonce from the ping that is being responded to.

reject

Command:

reject

Direction:

Both

Payload:

Size

Field

Description

varies

message

The command string of the rejected message (CompactSize-prefixed string).

1

ccode

Reject code (uint8). See Reject Codes.

varies

reason

Human-readable rejection reason (CompactSize-prefixed string).

0 or 32

data

Optional. For tx and block rejections, the 32-byte hash of the rejected object.

Notifies the peer of a rejected message. This message is informational; receipt of a reject message does not require any specific action by the receiving node.

alert

Command:

alert

Direction:

Both

Payload:

Size

Field

Description

varies

payload

Serialized alert data (CompactSize-prefixed byte vector).

varies

signature

ECDSA signature over the payload (CompactSize-prefixed byte vector).

The serialized alert data contains:

Size

Field

Description

4

version

Alert format version (int32).

8

relay_until

Timestamp after which nodes should stop relaying (int64).

8

expiration

Timestamp after which the alert is no longer in effect (int64).

4

id

Unique alert identifier (int32).

4

cancel

ID of a previous alert to cancel (int32).

varies

set_cancel

Set of alert IDs to cancel (CompactSize-prefixed vector of int32).

4

min_ver

Minimum applicable client version (int32).

4

max_ver

Maximum applicable client version (int32).

varies

set_sub_ver

Set of applicable user agent substrings (CompactSize-prefixed vector of strings).

4

priority

Alert priority (int32).

varies

comment

Comment for operators (CompactSize-prefixed string, max 65536 bytes).

varies

status_bar

Status bar message (CompactSize-prefixed string, max 256 bytes).

varies

rpc_error

RPC error message (CompactSize-prefixed string, max 256 bytes).

The alert message is deprecated. It is documented here for completeness, as it remains part of the zcashd implementation but has been proposed for removal [21], and implementations MAY choose not to support it. Nodes that do support alert messages SHOULD validate the alert signature against the network's alert public key before processing or relaying alerts.

Address Messages

addr

Command:

addr

Direction:

Both

Payload:

Size

Field

Description

varies

count

Number of addresses (CompactSize).

varies

addr_list

List of CAddress entries (with time field).

The count MUST NOT exceed 1000. A node receiving an addr message with more than 1000 entries SHOULD assign a misbehavior penalty of 20 points to the sending peer.

getaddr

Command:

getaddr

Direction:

Both (but typically only sent to inbound peers)

Payload:

Empty (0 bytes).

Requests peer addresses from the remote node. The remote node responds by sending one or more addr messages. A node SHOULD only send getaddr once per connection, and SHOULD only process getaddr from inbound peers to prevent address-based fingerprinting attacks.

addrv2

Command:

addrv2

Direction:

Both

Payload:

Size

Field

Description

varies

count

Number of addresses (CompactSize).

varies

addr_list

List of address entries in addrv2 format (see below).

Each address entry has the following format:

Size

Field

Description

4

time

Unix-epoch UTC time in seconds when the node was last seen (uint32, little-endian).

varies

services

Service bits (CompactSize-encoded uint64).

1

networkID

Network identifier (uint8).

varies

sizeAddr

Length of addr in bytes (CompactSize).

varies

addr

Network address (sizeAddr bytes). Interpretation depends on networkID.

2

port

Network port (uint16, big-endian). MUST be 0 if not relevant for the network.

The count MUST NOT exceed 1000. A node MUST reject messages with more than 1000 addresses.

The addr field MUST NOT exceed 512 bytes. A node MUST reject messages with a longer addr field, irrespective of the network ID.

The services field is encoded as a CompactSize, unlike the fixed 8-byte uint64 encoding used in addr messages. This makes the common case (few service bits) more compact.

The following network IDs are defined:

Network ID

Name

Address Size

Description

0x01

IPV4

4 bytes

IPv4 address.

0x02

IPV6

16 bytes

IPv6 address.

0x04

TORV3

32 bytes

Tor v3 onion service address (Ed25519 public key).

0x05

I2P

32 bytes

I2P overlay network address (SHA-256 hash).

0x06

CJDNS

16 bytes

Cjdns overlay network address (IPv6 in fc00::/8).

Network ID 0x03 is reserved (it was assigned to Tor v2 in BIP 155 [18], but Tor v2 addresses are no longer supported and MUST NOT be used).

A node MUST reject addresses whose length does not match the expected length for the given network ID. A node MUST NOT gossip addresses with unrecognized network IDs.

IPV4 and IPV6 addresses are encoded in network byte order (big-endian). TORV3 addresses consist of the 32-byte Ed25519 master public key of the onion service. I2P addresses consist of the decoded 32-byte SHA-256 hash. CJDNS addresses are 16-byte IPv6 addresses in the fc00::/8 range, encoded in network byte order.

Deployment: Unlike BIP 155 [18], which uses a sendaddrv2 handshake message, Zcash signals addrv2 support through protocol version negotiation, as specified in ZIP 155 [8]. The deployment version has not yet been assigned; see ZIP 155 for the status of this assignment. A node MUST NOT send addrv2 messages on connections where the negotiated protocol version is below the deployment threshold. A node that supports addrv2 MAY still send addr messages on any connection.

The full specification of the addrv2 message, including network address encoding details, is given in ZIP 155 [8].

Inventory Messages

inv

Command:

inv

Direction:

Both

Payload:

Size

Field

Description

varies

count

Number of inventory vectors (CompactSize).

varies

inventory

List of inventory vectors (see Inventory Vectors).

Announces one or more objects (transactions or blocks) that the sender has available. The count MUST NOT exceed 50,000. A node receiving an inv message with more than 50,000 entries SHOULD assign a misbehavior penalty of 20 points.

getdata

Command:

getdata

Direction:

Both

Payload:

Size

Field

Description

varies

count

Number of inventory vectors (CompactSize).

varies

inventory

List of inventory vectors (see Inventory Vectors).

Requests one or more objects from the remote peer. The count MUST NOT exceed 50,000. A node receiving a getdata message with more than 50,000 entries MUST assign a misbehavior penalty of 20 points.

If the requested object is not available, the receiving node SHOULD respond with a notfound message.

notfound

Command:

notfound

Direction:

Both

Payload:

Size

Field

Description

varies

count

Number of inventory vectors (CompactSize).

varies

inventory

List of inventory vectors identifying objects not found.

Sent in response to a getdata message for objects that the node does not have.

Block Messages

getblocks

Command:

getblocks

Direction:

Both

Payload:

Size

Field

Description

4

version

Protocol version (uint32).

varies

block_locator_count

Number of block locator hashes (CompactSize).

varies

block_locator_hashes

Block locator hashes (each 32 bytes), from highest to lowest height.

32

hash_stop

Hash of the last desired block, or all zeros to request as many as possible.

Requests an inv message containing block hashes starting after the first block locator hash found in the responder's best chain, up to and including hash_stop or 500 blocks, whichever comes first. A node MUST NOT return more than 500 blocks.

getheaders

Command:

getheaders

Direction:

Both

Payload:

Size

Field

Description

4

version

Protocol version (uint32).

varies

block_locator_count

Number of block locator hashes (CompactSize).

varies

block_locator_hashes

Block locator hashes (each 32 bytes), from highest to lowest height.

32

hash_stop

Hash of the last desired header, or all zeros to request as many as possible.

Requests a headers message containing block headers starting after the first block locator hash found in the responder's best chain, up to and including hash_stop or 160 headers, whichever comes first. A node MUST NOT return more than 160 headers (MAX_HEADERS_RESULTS).

headers

Command:

headers

Direction:

Both

Payload:

Size

Field

Description

varies

count

Number of headers (CompactSize).

varies

headers

Block headers. Each header is followed by a transaction count field (CompactSize, always 0 in headers messages).

The count MUST NOT exceed 160. The headers MUST form a contiguous chain (each header's hashPrevBlock must match the hash of the preceding header). A node receiving non-contiguous headers SHOULD assign a misbehavior penalty of 20 points.

For the encoding of block headers, see the Zcash Protocol Specification [7].

block

Command:

block

Direction:

Both

Payload:

A single serialized block.

Sent in response to a getdata request for a MSG_BLOCK inventory entry. For the encoding of blocks, see the Zcash Protocol Specification [6].

Transaction Messages

tx

Command:

tx

Direction:

Both

Payload:

A single serialized transaction.

Sent in response to a getdata request for a MSG_TX or MSG_WTX inventory entry. For the encoding of transactions, see the Zcash Protocol Specification [5].

Bloom Filter Messages

These messages implement BIP 37 [15] Bloom filtering. As of protocol version 170004, a node MUST NOT send Bloom filter commands to a peer that does not advertise NODE_BLOOM in its service flags. Sending Bloom filter commands to a peer that does not advertise NODE_BLOOM SHOULD incur a misbehavior penalty of 100 points (immediate ban).

filterload

Command:

filterload

Direction:

Both

Payload:

A serialized Bloom filter, as defined in BIP 37 [15].

Sets a Bloom filter on the connection. After a filter is set, the peer will only relay transactions that match the filter.

filteradd

Command:

filteradd

Direction:

Both

Payload:

Size

Field

Description

varies

data

Element to add to the Bloom filter (CompactSize-prefixed, max 520 bytes).

Adds an element to the existing Bloom filter. The data MUST NOT exceed 520 bytes. A node receiving data exceeding 520 bytes SHOULD assign a misbehavior penalty of 100 points.

filterclear

Command:

filterclear

Direction:

Both

Payload:

Empty (0 bytes).

Removes the Bloom filter from the connection. Transaction relay resumes normally.

Memory Pool

mempool

Command:

mempool

Direction:

Both

Payload:

Empty (0 bytes).

Requests the contents of the peer's transaction memory pool. The peer responds by sending one or more inv messages listing the transactions in its mempool.

Block Relay

Headers-First Synchronization

Nodes MAY synchronize the block chain using a headers-first approach. The Zebra implementation uses headers-first synchronization; zcashd does not [19].

  1. The synchronizing node sends a getheaders message with a block locator.

  2. The remote peer responds with a headers message containing up to 160 headers.

  3. The synchronizing node validates the headers and requests full blocks via getdata with MSG_BLOCK inventory entries.

  4. Steps 1–3 repeat until the node is synchronized with the network.

Block Download Parameters

  • Download window: A node SHOULD NOT request blocks more than 1024 blocks ahead of its current validated tip (BLOCK_DOWNLOAD_WINDOW).

  • Per-peer limit: A node SHOULD NOT have more than 16 blocks in transit from a single peer simultaneously (MAX_BLOCKS_IN_TRANSIT_PER_PEER).

  • Stalling timeout: If a peer has not delivered a requested block within 2 seconds (BLOCK_STALLING_TIMEOUT) and there are other peers available with the same block, the node MAY request the block from an alternative peer.

  • Maximum headers per response: 160 (MAX_HEADERS_RESULTS).

Block Announcement

Blocks are announced immediately via inv messages; they are not subject to the trickling delay applied to transactions.

Transaction Relay

Inventory-Based Relay

Transaction relay follows an inventory-based protocol:

  1. A node with a new transaction sends an inv message to its peers.

  2. Peers that want the transaction respond with a getdata message.

  3. The originating node sends the transaction in a tx message.

Transactions with version ≤ 4 MUST be announced using MSG_TX inventory vectors. Transactions with version ≥ 5 MUST be announced using MSG_WTX inventory vectors. Using the wrong inventory type for a transaction version SHOULD incur a misbehavior penalty. See ZIP 239 [12].

Trickling

To impede network topology inference, transaction inventory SHOULD NOT be sent immediately but SHOULD instead be "trickled" at random intervals. The specific trickling parameters are implementation-defined. The zcashd implementation uses the following values:

  • The average broadcast interval is 5 seconds (INVENTORY_BROADCAST_INTERVAL).

  • For outbound peers, the effective interval in seconds is halved rounding down (2 seconds on average).

  • At most 35 inventory entries (INVENTORY_BROADCAST_MAX) are sent per trickle interval.

  • Broadcast times follow a Poisson distribution centered on the broadcast interval.

The Zebra implementation uses a 7-second gossip delay (PEER_GOSSIP_DELAY).

Transaction Expiry

A node SHOULD NOT relay a transaction that will expire within 3 blocks of its view of the current chain tip (TX_EXPIRING_SOON_THRESHOLD).

Orphan Transactions

An orphan transaction is one that references inputs from unknown parent transactions.

  • A node SHOULD store at most 100 orphan transactions (DEFAULT_MAX_ORPHAN_TRANSACTIONS).

  • Orphan transactions expire and are removed after 1200 seconds (20 minutes, ORPHAN_TX_EXPIRE_TIME).

  • Only fully transparent transactions are eligible for orphan storage.

  • When the orphan pool is full, the oldest orphan transactions are evicted.

Relay Fee

Transactions are subject to a minimum relay fee. Both the zcashd and Zebra implementations use a base rate of 100 zatoshis per 1000 bytes (DEFAULT_MIN_RELAY_TX_FEE), though the zcashd implementation applies additional logic for low-fee and free transactions [20]. A node SHOULD NOT relay transactions with fees below its minimum relay fee threshold.

Address Relay

Address relay allows nodes to discover peers by propagating CAddress records through the network.

Rate Limiting

Address records SHOULD be subject to rate limiting to prevent address flooding. The specific rate-limiting mechanism is implementation-defined. The zcashd-specific rate-limiting mechanism uses a token-bucket algorithm:

  • Rate: 0.1 address records per second per peer (MAX_ADDR_RATE_PER_SECOND).

  • Bucket capacity: 1000 (MAX_ADDR_PROCESSING_TOKEN_BUCKET), replenished at 0.1 tokens per second.

  • Upon receiving a getaddr response, 1000 tokens (MAX_ADDR_TO_SEND) are added to the bucket, exempt from the soft limit.

  • Whitelisted peers bypass address rate limiting.

Address Broadcasting

The specific broadcast intervals are implementation-defined. The zcashd implementation uses the following values:

  • Addresses are broadcast to peers at an average interval of 30 seconds (AVG_ADDRESS_BROADCAST_INTERVAL).

  • A node's own address is broadcast approximately every 9.6 hours (AVG_LOCAL_ADDRESS_BROADCAST_INTERVAL = 24 * 24 * 60 = 34560 seconds).

Misbehavior and Banning

Nodes SHOULD track misbehavior scores for each connected peer. The zcashd implementation bans a peer when its cumulative score reaches or exceeds 100 (DEFAULT_BANSCORE_THRESHOLD), with bans lasting 24 hours (DEFAULT_MISBEHAVING_BANTIME). The Zebra implementation also uses a threshold of 100 (MAX_PEER_MISBEHAVIOR_SCORE) but bans persist indefinitely. The ban threshold and duration are implementation-defined.

Whitelisted peers accumulate misbehavior scores but are exempt from banning.

The following table lists the misbehavior penalties assigned for specific protocol violations:

Points

Violation

1

Duplicate version message.

1

Message received before version handshake.

1

Duplicate verack message.

10

Alert processing failure.

20

addr message with more than 1000 entries.

20

inv message with more than 50,000 entries.

20

getdata message with more than 50,000 entries.

20

headers message with more than 160 entries.

20

Non-contiguous headers sequence.

50

Causing send buffer overflow.

100

Bloom filter commands without NODE_BLOOM support.

100

Invalid Bloom filter parameters.

100

filteradd data exceeding 520 bytes.

100

Using MSG_TX to announce a v5 transaction, or MSG_WTX to announce a v4-or-earlier transaction (see ZIP 239 [12]).

varies

Transaction, block, or header validation failure. The penalty is determined by the severity of the validation error.

Network Upgrade Peer Management

Network upgrade peer management is specified in ZIP 201 [10]. This section summarizes the key behaviors.

Pre-Activation

In the 1728-block window (NETWORK_UPGRADE_PEER_PREFERENCE_BLOCK_PERIOD) before a network upgrade activation height, a node SHOULD preferentially connect to peers that advertise a protocol version at or above the version required by the upcoming upgrade. This period corresponds to approximately 1.5 days at the post-Blossom block interval.

Post-Activation

After a network upgrade activates, a node MUST disconnect any peer whose negotiated protocol version is below the version required by the active epoch. The node SHOULD send a reject message with code REJECT_OBSOLETE (0x11) before disconnecting.

Reject Codes

Code

Constant

Description

0x01

REJECT_MALFORMED

The message could not be decoded.

0x10

REJECT_INVALID

The message was invalid (e.g., a block or transaction that fails validation).

0x11

REJECT_OBSOLETE

The message uses an obsolete protocol version.

0x12

REJECT_DUPLICATE

The message is a duplicate of one already received.

0x40

REJECT_NONSTANDARD

The transaction is valid but not standard.

0x41

REJECT_DUST

One or more transaction outputs are below the dust threshold.

0x42

REJECT_INSUFFICIENTFEE

The transaction fee is insufficient.

0x43

REJECT_CHECKPOINT

The block conflicts with a checkpoint.

Formal Model

A TLA+ formal specification of the connection lifecycle described in this ZIP is available at [23]. The model covers the handshake, keepalive, block synchronization, and disconnection phases, verifying liveness (all peers eventually reach the same block height) and safety (message size bounds hold across all reachable states).

References